Tag: #ponzi

Wealth Management

Regulatory Enforcement Surge: SEC and State Authorities Intensify Crackdown on Ponzi Schemes and Digital Asset Fraud

Thursday, November 12, 2026 | 00:59

In a year marked by a aggressive regulatory posture, federal and state authorities have mounted a coordinated offensive against financial misconduct, with broker-dealer enforcement actions surging by 66 percent. The fiscal year 2026 results, released by the Securities and Exchange Commission (SEC) and the North American Securities Administrators Association (NASAA), paint a picture of a […]